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Office of the Appellate Defender

New York, NY · EIN 133468351 · Form 990 · FY2024 · NTEE I83Z · Crime & Legal-Related · Medium ($1M-$10M) · oadnyc.org
revenue
$6.9M
expenses
$6.3M
net assets
$6.0M
employees
49
volunteers
21
program ratio
85%
mission · from form 990

TO PROVIDE PRO BONO APPELLATE AND POST-CONVICTION REPRESENTATION TO INDIGENT PERSONS.

profile · synthesized from sources

Nonprofit legal defender providing pro bono appellate and post-conviction representation to indigent individuals in New York. Offers holistic services including parole advocacy, re-entry support, and client care such as ID assistance and clothing. Also trains legal professionals and improves criminal justice through precedent-setting litigation and systemic advocacy.

irs program accomplishments · form 990 part iii · fy2021

What they reported doing

  1. #2 $0
    ATTACHMENT 1
named programs · 5 · from sources

What they call their work

Client Services Program
Provides emotional and practical support to incarcerated clients, including visits, morale-boosting assistance, and access to a client closet with essential items.
Parole Advocacy Program
Writes letters and prepares materials supporting clients' parole applications, highlighting personal growth, health, and family circumstances not part of the appellate record.
Re-Entry Support
Connects clients with resources for successful community reintegration, including assistance obtaining IDs, accessing benefits like Food Stamps, and securing clean clothing and toiletries.
Reinvestigation Project
Collaborates with organizations like the Innocence Project to uncover new evidence and secure exonerations in wrongful conviction cases.
Training and Education Programs
Offers CLE training for trial lawyers to improve appellate review readiness and strengthens indigent defense through professional development.
activities · 7 groups

What they do

  • Criminal Justice Policy Advocacy 3 activities
    • Advocate for systemic criminal justice reform
      Monitors criminal justice trends and engages in advocacy for legal and policy reforms, including opposing harmful residency restrictions for individuals convicted of sex offenses and advocating for transparent review of DNA mixture analysis methods used in criminal cases.
    • Conduct case reinvestigations in potential wrongful conviction cases
      Locates and interviews witnesses, collects new evidence, consults with experts, and files petitions for relief in cases where there is evidence of wrongful conviction. Collaborates with organizations like the Innocence Project and works with district attorney conviction integrity units to secure exonerations.
    • Secure client exonerations and post-conviction relief
      Has secured the exoneration of multiple clients, including VanDyke Perry (2018), Latisha Johnson and Malisha Blyden (2014), and achieved reversals or dismissals in cases such as People v. Coulibaly, People v. Folk, People v. Jain, and People v. Soriano, based on legal errors, miscalculations, or constitutional violations.
  • Legal Education and Career Pipeline Programs 2 activities
    • Operate a Criminal Appellate Defender Clinic for law students
      Runs a spring clinic in which law students represent clients in pending appellate cases under supervision, including filing briefs and presenting oral arguments before the New York State Supreme Court, Appellate Division, First Judicial Department.
    • Train attorneys for leadership roles in public defense and public interest law
      Provides appellate defense training that equips attorneys for leadership roles in public defense, government legal offices, law firms, and public interest organizations. Notable alumni include Eunice C. Lee, confirmed to the U.S. Court of Appeals for the Second Circuit.
  • Pro Bono Legal Representation and Support 2 activities
    • Operate the Volunteer Appellate Defender (VAD) Program
      Manages a program that enables associate attorneys from law firms to represent indigent clients in criminal appeals under OAD supervision, achieving a 15% success rate in securing post-conviction relief in New York appellate courts.
    • Provide appellate and post-conviction legal representation to indigent individuals
      Provides pro bono appellate and post-conviction legal representation to individuals convicted of felonies in New York City, particularly in Manhattan and the Bronx, before state and federal appellate courts. This includes filing appellate briefs, presenting oral arguments, and challenging convictions based on legal errors, improper jury instructions, unlawful police conduct, or flawed forensic methods.
  • Professional Certification and Continuing Education 1 activity
    • Deliver legal training to trial and public defenders
      Conducts training sessions for trial lawyers on error preservation and other appellate issues to strengthen the quality of legal defense and improve prospects for successful appellate review.
  • Reentry Support Services 1 activity
    • Provide social work and re-entry support to clients
      Employs a permanent social worker and provides case management, supportive counseling, referrals to medical and mental health services, housing, employment, and public benefits. Supports clients during re-entry by paying for identification documents, providing clothing and toiletries, and assisting with parole applications and reintegration.
  • Support for Families Impacted by Incarceration 1 activity
    • Support incarcerated clients beyond legal representation
      Advocates for clients facing mistreatment or denial of medical/mental health care in custody, conducts in-person visits for isolated individuals, types legal and personal writings when institutional resources are unavailable, and provides emotional and human connection during incarceration.
  • Uncategorized 1 activity
    • Host appellate court arguments on significant legal questions
      Hosts appellate court sessions to argue cases of broader legal significance, such as whether deception in a commercial transaction constitutes federal mail or wire fraud without intent to cause economic harm (Kousisis v. United States), or the use of cumulative IQ scores in determining intellectual disability to prevent execution (Hamm v. Smith).
financials · form 990 · fy2024
revenue
Total revenue$6.87M
Contributions & grants$6.83M99%
Program service revenue$20K0%
Investment income$13K0%
Other revenue$14K
expenses
Total expenses$6.30M
Program expenses85%
Admin / overhead13%
Fundraising1%
Salaries & benefits$5.01M
Grants paid out$0
Largest expense lineCompensation
balance sheet
Total assets$7.15M
Cash$2.61M
Investments$0
Liabilities$1.14M
Net assets$6.01M
Liquid reserves5.0 mo
6 years on record · 2019–2024 · YoY revenue +2.1%
leadership · form 990 part vii · fy2024

Who runs it

paid leadership · 6
NameTitleHours/wkCompensation
CAPRICE R JENERSON PRESIDENT & ATTORNEY-IN-CHARGE 40 $237K
WILL A PAGE SUPERVISING ATTORNEY 40 $159K
DAVID BERNSTEIN DEPUTY ATTORNEY-IN-CHARGE 40 $152K
SEAN NUTTALL SUPERVISING ATTORNEY 40 $141K
JENNIFER BLASSER SUPERVISING ATTORNEY 40 $139K
ROSEMARY HERBERT SUPERVISING ATTORNEY 40 $133K
board members · 19
  • Caroline Heller — BOARD MEMBER
  • Dani R James — BOARD MEMBER
  • David Gopstein — BOARD MEMBER
  • Douglas S Zolkind — BOARD MEMBER
  • E Joshua Rosenkranz — BOARD MEMBER
  • Elizabeth L Grayer — BOARD MEMBER
  • Ilan Graff — BOARD MEMBER
  • James P Loonam — BOARD MEMBER
  • Jeffrey A Udell — BOARD MEMBER
  • Joanna Hendon — BOARD MEMBER
  • Katya Jestin — BOARD MEMBER
  • Lauren A Moskowitz — BOARD MEMBER
  • Lisa Vicens — BOARD MEMBER
  • Maria T Galeno — Board Member
  • Martin Bell — Board Member
  • Michael J Gilbert — BOARD MEMBER
  • Myrna Felder — BOARD MEMBER
  • Nicolas Bourtin — CHAIR
  • Randy A Hertz — BOARD MEMBER
relationships · 97

Who they work with

  • ACLU Foundation of San Diego & Imperial Counties Partner — OAD alumnus David Loy works at the ACLU Foundation of San Diego & Imperial Counties, indicating a professional pathway and shared mission.
  • Actor and Television Producer Partner — OAD alumnus William Joseph McCormack, Jr. is an actor and television producer, indicating that OAD experience supports careers in entertainment.
  • Alston & Bird LLP Partner — Law firm where board member Joanna Hendon is affiliated
  • Alston & Bird LLP Partner — Listed as a Patron sponsor of OAD's 31st Annual First Monday in October event.
  • Alston & Bird LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Appellate Advocates Partner — Multiple OAD alumni currently work at Appellate Advocates, indicating a professional pathway and institutional connection.
  • Bronx District Attorney’s Office Partner — Submits cases to the Conviction Integrity Unit of the Bronx District Attorney’s Office.
  • Brooklyn Defender Services Partner — Multiple OAD alumni currently work at Brooklyn Defender Services, indicating a professional pathway and institutional connection.
  • Buffalo & Erie County Public Library Partner — Uses transitional services guide from Buffalo & Erie County Public Library for formerly incarcerated individuals in Erie County.
  • Caroline J. Heller Partner — Individual supporter of the First Monday event
  • Center for Appellate Litigation Partner — Shares re-entry resources with the Center for Appellate Litigation for individuals returning home.
  • Center for Law and Justice Partner — Uses "On Your Own" handbook from the Center for Law and Justice for individuals returning to the Capital District.
  • Center for Urban Community Services Partner — OAD alumnus Heather Brody works at Center for Urban Community Services, indicating a professional pathway and shared commitment to social services.
  • Cleary Gottlieb Steen & Hamilton LLP Partner — Law firm where board member Lisa Vicens is affiliated
  • Cleary Gottlieb Steen & Hamilton LLP Partner — Listed as a Patron sponsor of OAD's 31st Annual First Monday in October event.
  • Cleary, Gottlieb, Steen & Hamilton LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Cohen & Gresser LLP Partner — Listed as a Champion sponsor of OAD's 31st Annual First Monday in October event.
  • Covington & Burling LLP Partner — Listed as an Individual Leader supporter of OAD's 31st Annual First Monday in October event.
  • Covington & Burling LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Cravath, Swaine & Moore LLP Partner — Law firm where board member Lauren A. Moskowitz is affiliated
  • Cravath, Swaine & Moore LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • DLA Piper LLP (US) Partner — Listed as a Patron sponsor of OAD's 31st Annual First Monday in October event.
  • David Gopstein Partner — Individual supporter of the First Monday event
  • Davis Polk & Wardwell LLP Partner — Law firm where board member Tatiana R. Martins is affiliated
  • Davis, Polk, & Wardwell LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Debevoise & Plimpton LLP Partner — Law firm where board member Douglas S. Zolkind is affiliated
  • Debevoise & Plimpton LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Dechert LLP Partner — Listed as a Champion sponsor of OAD's 31st Annual First Monday in October event.
  • Dechert LLP Partner — Sponsoring law firm in the Volunteer Appellate Defender Program
  • Division of Criminal Justice Services Government — Office of the Appellate Defender provides information and support related to registration requirements with this agency under SORA.
+ 67 more
strategies · 4

How they approach the work

Named approaches extracted from this org’s sources. Where others share an approach, follow it to see the full set of orgs running it.

  • Evidence-Based Systemic Reform Advocacy
    methodology: evidence_based_advocacy
    By advocating for data-driven legal and policy reforms—particularly in sex offense adjudication—we produce more just and rational criminal justice policies because grounding reform in empirical evidence challenges fear-based laws and aligns practice with proven principles, much like past corrections of discredited policies (e.g., 'super-predator' theory).
  • Holistic Defense Model
    methodology: holistic_defense
    By integrating legal representation with social work and addressing clients' non-legal needs—such as health, reintegration, and parole preparation—we improve legal outcomes and reintegration success, because treating clients as whole persons enhances engagement, reveals mitigating factors, and removes barriers to justice.
  • Leadership Development Through High-Quality Defense Training
    methodology: leadership_through_defense_training
    By investing in rigorous appellate defense training for attorneys and law students, we cultivate future leaders in public interest law because transformative professional experiences in high-stakes, principled advocacy build expertise, ethical commitment, and systemic impact beyond individual cases.
  • Trauma-Informed Legal Advocacy
    methodology: trauma_informed_care
    By applying a trauma-informed approach in appellate defense, we create safer, more effective legal advocacy because recognizing the psychological and emotional impacts of incarceration and conviction enables more accurate client communication, builds trust, and supports resilient engagement with the justice system.