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research dossier

THE ROCKEFELLER UNIVERSITY

NEW YORK, NY · EIN 131624158 · Form 990 · FY2023 · NTEE B430 · Education · Very Large (>$50M) · rockefeller.edu
revenue
$501.0M
expenses
$571.3M
net assets
$2.5B
employees
1,678
program ratio
75%
mission · from form 990

A world-renowned center for research and graduate education.

profile · synthesized from sources

The Rockefeller University is a world-renowned institution dedicated to research and graduate education in the biomedical sciences. It operates a clinical research hospital and supports a large scientific community through advanced laboratories, a comprehensive research library, and collaborative programs. The university focuses on fundamental biological and medical research across areas such as cancer biology, neurobiology, immunology, and molecular genetics.

irs program accomplishments · form 990 part iii · fy2023

What they reported doing

  1. #1 primary $17.80M
    HOSPITAL - CONSISTS OF 40 BEDS AND SERVES AS A CLINICAL RESEARCH CENTER FOR OUTPATIENTS AND INPATIENTS. THE ROCKEFELLER UNIVERSITY HOSPITAL EXISTS SOLELY TO CONDUCT CLINICAL RESEARCH. THE SPECIALIZED PERSONNEL AND OTHER RESOURCES AVAILABLE AT THE HOSPITAL FACILITATE CLINICAL RESEARCH FOR BOTH THE INVESTIGATOR AND THE RESEARCH PARTICIPANT.
  2. #2 $2.55M
    LIBRARY CONTAINS 648,413 VOLUMES (OF WHICH 370,028 ARE ON-LINE) AND 8,383 ON-LINE SUBSCRIPTIONS AND IS MAINTAINED ON AN OPEN STOCK POLICY. THE LIBRARY STRIVES TO ADVANCE KNOWLEDGE BY SUPPORTING OUR UNIVERSITY'S WORLD CLASS RESEARCH COMMUNITY WITH TECHNOLOGY, INNOVATION, AND COLLABORATION IN THE FIELD OF SCIENCE INFORMATION AND COMMUNICATION.
named programs · 3 · from sources

What they call their work

Graduate Program in Biosciences
Ph.D.-granting program that trains graduate students in biomedical research through laboratory rotations, mentorship, and interdisciplinary collaboration within a non-departmental academic structure.
Research Library
Comprehensive scientific library with over 648,000 volumes and 8,383 online subscriptions, supporting the university's research community through access to science information, technology, and collaborative resources.
Rockefeller University Hospital
A 40-bed clinical research center dedicated exclusively to conducting clinical research with both outpatients and inpatients, supporting investigator-led studies and participant engagement in biomedical research.
activities · 9 groups

What they do

  • Medical Research Funding 1 activity
    • Awards postdoctoral fellowships
      Funds 15 to 20 postdoctoral fellowships annually to support early-career scientists in conducting independent research.
  • Biomedical Research and Innovation 1 activity
    • Conducts biomedical and clinical research
      Conducts transformative, independent research in the biomedical sciences, including molecular interactions, gene regulation, signal transduction, enzymology, and disease mechanisms, using chemistry tools and machine learning. Operates 74 research laboratories and conducts clinical research involving human subjects at The Rockefeller University Hospital.
  • Neurological Disorder Research & Rehabilitation 1 activity
    • Develops research tracking platforms
      Developed the Active Monitoring of Oxytocin Research Evidence (AMORE) platform to support living meta-analyses in human biobehavioral oxytocin research with a standardized framework for transparency and rigor.
  • Startup Acceleration & Business Growth Support 1 activity
    • Facilitates research commercialization and partnerships
      Creates commercial opportunities for discoveries made by Rockefeller researchers and facilitates external partnerships to support the development and marketing of products and services based on academic research. Hosts a biotech club to promote entrepreneurship among early-career scientists.
  • Scientific Conference & Symposium Management 1 activity
    • Hosts interdisciplinary research collaborations and symposia
      Establishes interdisciplinary centers to promote collaborative research across fields and hosts symposia for neuroscientists and other researchers to present findings. Maintains joint appointments with faculty at Memorial Sloan Kettering Cancer Center and Weill Cornell Medicine to facilitate institutional collaboration.
  • Medical Professional Education & Training 1 activity
    • Offers education and training programs for clinical and research scientists
      Offers structured education and training programs including the KL2 Clinical Scholars Program, CCTS Certificate Program, Medical Student Program, and Rockefeller Early Phase Physician Scientists program to build capacity in clinical and translational research.
  • Academic Research Dissemination 1 activity
    • Operates a research library and scholarly publishing program
      Maintains a research library with over 648,000 volumes and more than 8,300 online subscriptions to support scientific communication. Operates The Rockefeller University Press to publish peer-reviewed results of groundbreaking research.
  • Research Facility Management 1 activity
    • Provides shared research resources and infrastructure
      Operates more than a dozen shared resource centers that provide key technologies and services to university laboratories, supporting scientific research and innovation.
  • Research and Scholarly Fellowship Support 1 activity
    • Supports postdoctoral researchers and early-career scientists
      Supports over 200 postdoctoral researchers in scientific training and independent research, including hosting early-career researchers as independent fellows outside established laboratories. Facilitates participation in seminars, symposia, and retreats in New York City.
financials · form 990 · fy2023
revenue
Total revenue$501.03M
Contributions & grants$273.45M55%
Program service revenue$34.20M7%
Investment income$155.10M31%
Other revenue$38.29M
expenses
Total expenses$571.33M
Program expenses75%
Admin / overhead24%
Fundraising2%
Salaries & benefits$214.49M
Grants paid out$13.55M
Largest expense lineCompensation
balance sheet
Total assets$4.03B
Cash$66.96M
Investments$2.58B
Liabilities$1.48B
Net assets$2.54B
Liquid reserves55.7 mo
5 years on record · 2019–2023 · YoY revenue -2.6%
leadership · form 990 part vii · fy2023

Who runs it

paid leadership · 20
NameTitleHours/wkCompensation
Paula Volent Chief Investment Officer 50 $2.03M
Richard P Lifton MD PhD President 50 $1.55M
Anouk van der Boor Managing Director, Private Partnerships 50 $857K
Maren Imhoff SVP, Development 50 $856K
Michael Young VP, Academic Affairs (thru 8/31/23) 50 $825K
Barry Coller VP & Physician-in-Chief 50 $822K
Timothy O'Connor Executive Vice President & Corp Sec (from 7/24) 50 $806K
Robert G Roeder Professor, Head of Laboratory 50 $736K
Deborah Yeoh VP & General Counsel 50 $722K
Charles M Rice Professor, Head of Laboratory 50 $693K
Nathaniel Heintz Professor, Head of Laboratory 50 $674K
Timothy Stearns VP, Education Affairs 50 $662K
Romayne L Botti VP, Finance & Treasurer 50 $661K
Virginia Huffman VP, Human Resources 50 $622K
Titia de Lange Professor, Head of Laboratory 50 $617K
Cornelia Bargmann VP, Academic Affairs (from 9/1/23) 50 $601K
Sidney Strickland VP, Education Affairs (thru 8/31/22) 50 $599K
Kretina Cook Asst. VP, Finance 50 $465K
Ashton Murray Chief Diversity Officer & VP for DEI 50 $419K
Theresa Desmond Spec. Asst/Corp Sec. (thru 7/2024) 50 $277K
board members · 5
  • Andreas C Dracopoulos — Trustee, Vice Chair
  • Anna Chapman MD — Trustee
  • Anne Chandler Bass Evans — Trustees
  • Barry R Sloane — Trustee
  • Caroline Curry — Trustee
relationships · 14

Who they work with

  • AMORE Project Partner — Collaborated with 24 expert researchers to develop the AMORE platform for living meta-analyses in oxytocin research.
  • Chan Zuckerberg Biohub New York Partner — Collaborates with the Chan Zuckerberg Biohub New York through joint investigator programs.
  • Heads of laboratories Partner — Collaborates with research affiliates on independent research projects.
  • Memorial Sloan Kettering Cancer Center Partner — Collaborates as part of the Tri-Institutional Professor program.
  • Memorial Sloan Kettering Cancer Center Partner — Collaborates through joint faculty appointments to support integrated research and education.
  • NIH NCATS Government — Provides support to the Center for Clinical and Translational Science through a Clinical and Translational Science Award (CTSA).
  • Price Family Center Partner — Collaborates with neuroscientists to host a symposium on latest research findings.
  • The Stavros Niarchos Foundation Funder — Funds the Stavros Niarchos Foundation (SNF) Institute for Global Infectious Disease Research.
  • Tri-Institutional Partner — Engages in collaborative research initiatives with Tri-Institutional partners.
  • WCM Partner — Collaborates on hosting academic events, such as seminars, with Weill Cornell Medicine (WCM).
  • Weill Cornell Medicine Partner — Collaborates as part of the Tri-Institutional Professor program.
  • Weill Cornell Medicine Partner — Collaborates through joint faculty appointments to support integrated research and education.
  • industry experts Partner — Engaged to share experiences with early career scientists on commercializing scientific discoveries.
  • startup founders Partner — Invited to speak with early career scientists about turning lab discoveries into companies.
strategies · 5

How they approach the work

Named approaches extracted from this org’s sources. Where others share an approach, follow it to see the full set of orgs running it.

  • Autonomy-Driven Research Model
    methodology: autonomy-driven_research
    By recruiting top scientists and granting them full autonomy over research direction, supported by a collaborative environment, the university produces transformative discoveries because independence fosters innovation and scientific ownership.
  • Bench-to-Bedside Integration
    methodology: bench-to-bedside
    By linking fundamental laboratory research with clinical investigation, the university advances translational medicine because integrating bench science with bedside practice enables faster development of effective treatments.
  • Independent Research Training for Early-Career Scientists
    methodology: independent-research-training
    By enabling postdoctoral researchers to lead independent investigations separate from established labs, the university enhances scientific innovation and professional development because early autonomy builds leadership and originality in research.
  • Interdisciplinary Collaboration Through Structured Exchange
    methodology: interdisciplinary_collaboration
    By organizing retreats, seminars, and symposia that connect researchers across fields, the university enables multidisciplinary problem-solving and accelerates discovery because structured interaction breaks down silos and sparks novel insights.
  • Transformative Discovery Research
    methodology: transformative_discovery_research
    By focusing on high-risk, high-reward discovery in biomedical sciences, the university drives advances in human health because breakthrough insights emerge from prioritizing novel questions over incremental progress.