named programs · 3 · from sources
What they call their work
Annual Educational and Networking Conference
National conference convening member firms, regulators, and vendors to discuss regulatory developments, rule changes, and technology solutions related to securities registration and licensing.
Member Conference Calls and Bulletins
Quarterly calls and bulletins provide members with timely updates on regulatory changes and operational issues affecting securities registration departments.
Regulatory Comment Submissions
ARM submits formal comment letters on proposed rules affecting registration processes, representing member feedback to regulatory authorities.
activities · 3 groups
What they do
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Professional Networking Events 1 activity
- Hosts annual educational and networking conferences for securities registration professionalsOrganizes an annual educational and networking conference, along with two additional business networking events each year, focused on regulatory developments affecting securities registration and licensing. These events serve as forums for members and regulators to exchange information and discuss professional issues.
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Organizational Newsletter Production and Distribution 1 activity
- Provides regulatory updates and industry bulletins to membersDistributes timely bulletins and notices on regulatory changes and operational impacts to members, supporting informed decision-making in day-to-day practice. These updates are also discussed during regular member-only conference calls.
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Industry Advocacy and Regulatory Engagement 1 activity
- Submits advocacy comments on securities registration rule proposalsEngages in advocacy by submitting formal comment letters on proposed rules related to the securities registration process, representing member perspectives to regulatory bodies.
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financials · form 990EZ · fy2024
revenue
Total revenue$142K
Contributions & grants——
Program service revenue——
Investment income$150%
Other revenue—
expenses
Total expenses$128K
Program expenses—
Admin / overhead—
Fundraising—
Salaries & benefits—
Grants paid out—
balance sheet
Total assets$87K
Cash—
Investments—
Liabilities—
Net assets$87K
4 years on record · 2021–2024 · YoY revenue +11.8%
relationships · 2
Who they work with
- Lenore Bell Government — Contact person for membership inquiries
- WebCE Partner — Partner organization featured in advertising related to securities exam preparation.
strategies · 2
How they approach the work
Named approaches extracted from this org’s sources. Where others share an approach, follow it to see the full set of orgs running it.
- Member-Driven Regulatory Advocacymethodology: member-driven advocacyBy aggregating member input on regulatory proposals, the organization shapes policy in ways that reflect industry needs, because collective, evidence-based feedback strengthens advocacy and produces more practical regulatory outcomes.
- Uniformity and Simplification of Registration Proceduresmethodology: uniformity_and_simplificationBy standardizing and simplifying securities registration processes, the organization reduces regulatory complexity and compliance burdens across jurisdictions, because consistent procedures improve efficiency and accessibility for registrants and regulators alike.